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How to reference
These Harvard-based guidelines are
generic and are meant to supplement, not replace,
the
guidelines given to you for your
programme, which are usually provided in your
module
handbooks. Some subjects make
these guidelines available on the portal. You are
advised to
follow your module/programme
instructions exactly for citing and referencing
sources, and use
this guide for further
information only. For further information on a
wide variety of sources,
consult Pears,
R. and Shields, G. (2008)
Cite them
right: the essential referencing guide.
Newcastle upon Tyne: Pear Tree Books.
Contents:
1.
In-text references /
citations
This means how to
put references in the body of your assignment, and
this section
includes the following
cases:
1.1
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
1.10
1.11
1.12
1.13
1.14
1.15
1.16
1.17
1.18
1.19
1.20
2.
Reference list or
bibliography
This means
how to make a reference list or bibliography (this
section describes the
difference
between the two)
at the end of your assignment for the following
types of
sources:
A typical
reference
- what to include and what
not to
Incorporating others’
material
- words and expressions to use
Author's name occurs
naturally
in the sentence
Author’s name does not occur
naturally
Page
numbers
- when to use them
More than one cited document
by the same author(s) in the same year
Two authors
of one work
More than two authors
of one
work
Dictionaries, encyclopaedias or
other collaborative works with several
authors
No originator
Newspaper where no author
is given
Corporate authors
or organisations
where no
individual’s name is indicated
Year of publication unknown
Secondary sources
(one author referred to in another’s
text)
Different authors
saying the same thing
Author
in an edited book
Diagrams,
photos, charts, maps and other
illustrations
Unsure whether
to cite or not?
How many
references should there be?
Compare, comment and
critique
University of
Plymouth Guide to Referencing
The difference between a reference list
and bibliography
How to make a
reference list
2.2.1
Books
(several authors,
edited books, chapters, editions, same author and
year, theses and dissertations)
2.2.2
Journal
Articles
(periodicals, printed,
electronic and online)
2.2.3
Downloaded articles
2.2.4
Web pages
2.2.5
Conference
papers
2.2.6
Newspapers
2.2.7
Film and television
programmes
2.2.8
Interviews
2.2.9
No obvious author
,
publisher, date or place, inc. Government
publications
NB for types
of source not listed here, please refer to Pears,
R. and Shields, G. (2008)
Cite
them right: the essential referencing
guide.
Newcastle upon Tyne: Pear Tree
Books
2.1
2.2
1.
In-text
references / citations
How to put
references in the body of your assignment
1.1
A typical in-text reference
in an author/date (Harvard type) system might look
like the
one below. Note that the full
stop comes after the reference to include it in
the sentence
to which it refers:
One of the most problematic aspects of
environmental policy-making is said to be
that of persuading big actors of its
apparent importance (McDonald
, 2006).
However…
When you
are putting references into the body of your
assignment, whatever type of
source you
use (book, newspaper article, journal article,
website etc.), the basic
principle is
the same in Harvard styles of referencing: you
just need to include the
author’s surname
and
the year of publication
.
Do not include too much
information
in the in-text reference:
the web address,
publisher,
title etc. are not necessary and are distracting,
unless they occur naturally in
the
sentence to help give it meaning - for example:
In Poole’s article on ‘Why the polar
icecaps are melting’ (2006), the biggest cause
is cited as being…
1.2
Incorporating
others’ material
Please follow your course guidelines
(usually in your module or programme handbook) in
the first
instance; only use this
Harvard guide for further support with different
types of sources.
2
University of Plymouth Guide to
Referencing
In this document, we have
tried to vary how the references are integrated to
avoid
excessive repetition. The
reference needs to be attached to the particular
piece of
material it refers to, but
depending on how the material is incorporated into
your work,
the reference may come at
the beginning, in the middle or at the end of your
sentence -
they are all acceptable, and
varying how you use them avoids irritating
repetition. The
following three tables
give examples of phrases you can use to integrate
ideas and/or
citations into your text:
?
as
the verb in the main clause, follow
ed
by a ‘that’ clause
Rees
(2004
) argues that …
Rees (2004
)
observes that …
?
as the verb in
a ‘comment’ clause, follow
ed by the
main clause
:
As Rees (2004)
argues,
…
As Rees (2004
)
observes, …
?
as a noun in
the main clause
Rees (2004
)
uses the argument that …
Rees (2004
)
makes the observation that …
Other commonly used
expressions are:
?
for quotation
(remember to include the page number) or
paraphrase (no page number)
According
to Rees (2004),
…
As far as Rees
(2004
) is concerned, …
?
for
quotation only
In the words of Rees
(2004:6),
‘…’.
To quote Rees (2004:6),
‘…’.
With regard to
…
, Rees (2004:6) has the following to
say:
‘…’.
If the suggestion that ‘…’
(Rees, 2004:6), then a question must be asked
about
…
Some more
phrases to use:
Making statements and giving options
to assert
to make an
assertion
Making observations and
referring to
sources or data
to cite
to document
3
Please follow your course
guidelines (usually in your module or programme
handbook) in the first
instance; only
use this Harvard guide for further support with
different types of sources.
University
of Plymouth Guide to Referencing
to
believe
to claim
to make a
claim
to consider
to express
~
to say
to state
to suggest
to make a
suggestion
to think
Arguing
to argue
to present/put
forward an argument
to conclude
to reach a conclusion
to
contend (noun: contention)
to
demonstrate
to emphasise
to
place/put emphasis on
to hypothesise
to present a hypothesis
to
insist
to make ~ clear
to
make a point
to reason
to
recommend
to make a recommendation
to show
to stipulate
to stress
Agreeing with
another viewpoint
to accept
to acknowledge
to admit
to agree
to be in agreement
with
to concede
to make a
concession
to recognise
to
support (a view)
to draw upon
to find
to indicate
to note
to observe
to make an observation
to
point out
to quote
to refer
to
to report
to show
Defining and Describing
to
call ~ ~
to categorise
to
divide ~ into ~ categories
to classify
(noun: classification)
to describe
to describe ~ as ~
to define
~ as
to give a definition
to
give an example
to identify
to illustrate
to give an
illustration
to liken ~ to
to refer to ~ as
Disagreeing with another viewpoint
to counter (an argument)
to
criticise ~
to make a criticism of ~
to differ
to disagree
to dispute ~
to oppose ~
1.3
If the
author's name occurs
naturally
in the sentence, the year is
given in
parentheses, for example:
In a popular study Widdecombe (2005)
argued that deforestation was the
regrettable result of...
1.4
If the
name
does not occur naturally
in the
sentence, both the name and year are
given in parentheses, for example:
Please follow your course guidelines
(usually in your module or programme handbook) in
the first
instance; only use this
Harvard guide for further support with different
types of sources.
4
University of Plymouth Guide to
Referencing
More recent studies
(Williams, 2007; Roberts, 2007) show that carbon
emissions
produced by increased
reliance on the private car and much greater use
of air
transport have a significant
impact on...
1.5
Page numbers
should be
included when you are citing direct quotations,
however short
or long. The number(s)
should appear after the year within the
parentheses.
The following two styles
(with either just a colon, or with a comma and p.
[page] or pp.
[pages]) are the most
commonly used - your handbook will either specify
one format, or
you can choose which to
use, but be consistent:
(2005, p.3)
or
(2005:3),
As noted by Weare (2005:3), 'the
phenomenon observed is dramatic', which
suggests that…
1.6
When an author has
published
more than one cited document
in the same year
,
these are
distinguished by adding lower case letters (a, b,
c, etc.) after the year and
within the
parentheses, for example:
Hudson
(2005a) discussed the possible problems associated
with nuclear power...
1.7
If there are
two
authors
, the surnames of both should be
given for example:
1.8
If there are
more than two authors
, the
surname of the first author only should be
given, followed by ‘
et
al
.’ (L
atin for 'and
others', preferably in
italics
in both the text and
the reference list at the end, and
followed by a full stop as it is an abbreviation),
for
example:
Chavez
et al.
(1997) conclude that
the solution lies in improved education to
promote sustainability literacy...
1.9
For works
such as
dictionaries, encyclopaedias
or
other
collaborative
works of
several authors, none of whom have a
dominant role, the
title
may
be use, for example:
Global warming can
be defined as ‘the rise in the earth’s surface air
temperature
associated with the
increase of carbon dioxide in the atmosphere’
(Cullins’
Encyclopaedia of Climate
Change, 2006).
Please
follow your course guidelines (usually in your
module or programme handbook) in the first
instance; only use this Harvard guide
for further support with different types of
sources.
5
Bell and Rowley
(2006) propose that renewable sources of energy...
University of Plymouth Guide to
Referencing
1.10
If there
is
no originator
then it is
no longer conventional to use
'
Anon
'. Instead,
substitute the tile for the author,
using the appropriate formatting for the type of
source
as per the guidelines for the
full list of references:
It has been suggested (
Three
pillars to hold the roof up: environmental, social
and
economic sustainability in
challenging times
, 2010
)
that…
or
1.11
However, if it is a
reference to a
newspaper where no
author is given
, the name of
the paper can be used:
The
Daily Record
(1999:
3) conducted a survey into
peoples’ attitudes towards
conflicts in
countries such as...
1.12
For
corporate authors or
organisations where no
individual’s
name is indicated
,
use the organisation name instead, for
example:
One study (People
and Planet, 2004) found that…
1.13
If the
exact
year of publication is not
known
, but there is some indication of
roughly
when the text was written, 'ca'
('circa') should be used, for example:
In his recent
survey, Shearer (ca 2005) claimed...
One source considers that…
(
‘What if we just do
nothing?’
2005).
If there is
no indication of
date
(but you think the text is still
valid and useful
nonetheless), say so,
for example:
In
the course of his work, Jones (no date supplied)
said he found one of the most
surprising discoveries to
be
…
1.14
For a
secondary source
(ie if you
refer to a source quoted in another work), ideally
you
should aim to trace the original
source. If you are unable to check it, you need to
cite
both in the text, for example:
A study by
French (1984, cited in Saunders, 1995:24) showed
that...
(Note that you need to list the
work you have used, i.e. Saunders, in the list of
references section at the end of the
essay and in the bibliography)
Please follow your course guidelines
(usually in your module or programme handbook) in
the first
instance; only use this
Harvard guide for further support with different
types of sources.
6
University of Plymouth Guide to
Referencing
1.15
If a
number of different authors are
essentially saying the same thing
or
agree on a
particular issue, you can
include all the different authors in one reference
for example:
Many studies suggest
(Smith and Stafford, 2006; Hassan, 2005; George,
1999;
Bertelli, 1997) that...
1.16
Referring
to an author in an
edited
book
, name first the author you are
referring to, and
then the editor:
1.17
Diagrams, photos,
charts, maps and other illustrations
should be cited like
quotations with
the author and date given alongside the
illustration and full details
included
in the list of references.
1.18
If you're
not sure whether to cite
something
, err on the side of caution
and cite it.
1.19
The
number of
citations
an essay should have varies
depending on the nature of the
work.
However, you should be averaging at least 2-3
citations per A4 page of text. Note
that it is perfectly acceptable for
every paragraph to carry one or more references.
Indeed, some sentences may even have
more than one reference.
1.20
However, remember that
the objective is not to simply regurgitate what
others have said,
but to
compare, comment on and
critique
relevant material and theories
(see Study
Guide 8, ‘Critical Thinking’
on our portal pages:
/learn
.
There’s
also information on
how to book a tutorial with a Learning Development
advisor). The
reason you use others'
material is to explore and develop ideas, so you
should not think
of references as a
crutch for your existing (perhaps only partially
informed)
beliefs.
Therefore, when integrating others’
material into your text it is importan
t
to
analyse it, show how it is relevant,
discuss its significance and evaluate the
theory
in question as
opposed to simply pasting it in to bulk out the
assignment or
serve simply as a second
opinion. With this in mind, aim to find the
‘right’ balance
be
tween using others’ work
to illuminate your enquiry and illustrate your
claims, without
leaning on it so
heavily that your assignment has little or no
input of your own.
Shail (1999, in Sourge and Furze, 2000)
suggests that...
2.
Reference list or bibliography (Harvard
system)
7
Please follow your
course guidelines (usually in your module or
programme handbook) in the first
instance; only use this Harvard guide
for further support with different types of
sources.
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