美国证券标语SEC

SEC/CSA filing time (U.S./Canadian Eastern Time) on this date.

The SEC “closes” at

5:30pm ET; the CSA, 11pm.

?

Filed

after

the

5:30pm

ET

SEC

deadline

on

the previous

day.

For

SEC

filings,

the

filing date may be the next day.

?

Filing Types:

?

This filing was a Confirming copy.

10-D

Periodic Distribution Report by an Asset-Backed Issuer

–

Form 10-D.

10-K

Annual Report

–

Form 10-K.

10-Q

Quarterly Report

–

Form 10-Q.

11-K

Annual Report of an Employee Stock Purchase, Savings or Similar Plan

–

Form

11-K.

13F-HR

Quarterly

Holdings

or

Combination

Report

by

an

Institutional

Money

Manager

–

Form 13F.

144

Notice of Proposed Sale of Securities

–

Form 144.

15-12G

Certification of Termination of Registration of a Class of Securities

–

Form

15.

18-K

Annual Report of a Foreign Government or Political Subdivision

–

Form 18-K.

20-F

Annual Report of a Foreign Private Issuer

–

Form 20-F.

24F-2NT

Annual

Notice

of

Securities

Sold

by

an

Investment

Company

–

Form

24F-2.

3

Initial Statement of Beneficial Ownership of Securities

–

Form 3.

4

Statement of Change in Beneficial Ownership of Securities

–

Form 4.

40-17G

Fidelity Bond of a Management Investment Company

–

Rule 17g-1.

40-APP

Application

for

an

Order

other

than

those

Reviewed

by

the

Office

of

Insurance Products

–

Rule 0-2.

424B2

Prospectus

–

Rule 424(b)(2).

424B3

Prospectus

–

Rule 424(b)(3).

424B5

Prospectus

–

Rule 424(b)(5).

424B7

Prospectus

–

Rule 424(b)(7).

425

Business-Combination Transaction Communication

–

Rule 425.

485APOS

Post-Effective Amendment.

485BPOS

Post-Effective Amendment.

485BXT

Post-Effective Amendment to Designate a New Effective Date.

487

Pre-Effective Pricing Amendment.

497

Definitive Material

–

Rule 497.

497J

Certification of No Change in Definitive Material

–

Rule 497(j).

497K

Summary

Prospectus

of

an

Open-End

Management

Investment

Company

–

Rule 497(k).

5

Annual Statement of Change in Beneficial Ownership of Securities

–

Form 5.

6-K

Report of a Foreign Private Issuer

–

Form 6-K.

8-A12B

Registration of a Class of Securities

–

Form 8-A.

8-A12G

Registration of a Class of Securities

–

Form 8-A.

8-K

Current Report

–

Form 8-K { Post-8/23/04... Section 1: Business & Operations;

2: Financial Info.;

3: Securities & Trading;

4: Accountants & Accounting;

5: Governance &