IATF16949体系审核验证报告

审核规则第

5

版第

8< /p>

条中规定的认证退出流程。

Client responsibility

客户职责

SGS shall require the client to submit, within a maximum of sixty (60) calendar days from the closing

meeting of the site audit, evidence of the following;

SGS

应要求客户现场审核末次会议后最迟

< br>60

个日历天内提交以下证据

a)

Implemented correction,

已实施的纠正

b)

Root cause, including methodology used, analysis, and results

根本原因分析

,

包括使用的方法

,

分析和结果

c)

Implemented systemic corrective actions to eliminate each nonconformity, including consideration

of the impact to other similar processes and products

已实施的为消除每个不符合项所采取 的系统性的纠正措施

,

包括考虑了对其他类似过程和产品的影< /p>

响

d)

Verification of effectiveness of implemented corrective actions

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对纠正措施有效性的验证

For Major nonconformities

对于严重不符合项

The certified client shall determine root cause & implement corrections (containment) & submit to the

auditor

within 15 calendar days

from the end of the site audit.

认证客户应该在现场审核结束日起

1 5

个日历天

内确定根本原因，实施纠正行动，并提交给审核员。

Any Major non- conformity will result in the client certificate being placed in suspension. As per rules

5

th

edition

see

8.3.

Certificate

suspension

is

a

temporary

status

not

exceeding

110

calendar

days

which

results

in

either

the

reinstatement

or

withdrawal

of

the

certificate.

During

suspension,

the

IATF16949 certificate remains valid and is still recognized by the IATF.

根据规则第

5

版

8.3 ,

任何严重不符合项将会导致客户证书暂停。证书暂停是一个临时状态不超过

110

日历日，会导致证书的恢复或撤回。在暂停期间，

IATF16949

证书有效仍然被

IATF

认可。

Certification body responsibility

认证机构职责

Audit

team

member

shall

review

the

evidence

&

make

a

decision

regarding

acceptability

within

a

maximum of ninety (90) calendar days from the closing meeting.

审核组成员须确认 证据并在末次会议后的

90

个日历日内决定其可接受性。

If acceptable, the non- conformitie(s) shall be closed.

如果可以接受，不符合项将被关闭。

If found not acceptable, the audit team member

shall resolve the outstanding issues with the client

within ninety (90) calendar days from the closing meeting.

如果不可以接受，审核组成员将和客户一 起在末次会议后的

90

个日历内解决遗留事项。

In exceptional case(s) when nonconformity is open but 100% resolved with justification, action plan

completion dates & agree follow-up audit date on site prior to the planned next visit by SGS Auditor.

特殊情况为当不符合项在有理由的开放但

100%

前由

SGSs

审核员实施的现场验证审核日期。

If resolution cannot be completed, the final audit result shall be considered failed & the certificate

shall be immediately withdrawn. The client shall start over with an initial certification audit (stage 1 +

stage 2).

如果再解决不能完成，最终审核结论须考 虑为失败以及证书须立即撤回。

客户须开始一个初次认证审< /p>

核（第一阶段

+

第二阶段）

For

minor

non-conformities

reviewed

off-site,

the

corrective

actions

shall

be

verified

at

the

next

planned

audit

with

additional

time

added

to

the

Audit

Plan

to

confirm

effectiveness

of

the

action

implemented.

If

corrective

action

found

NOT

to

be

effectively

implemented

a

new

major

Non-

Conformity

shall

be

issued

against

the

clients

corrective

action

process

and

the

previous

Non-

Conformity reissued as a major

对于非现场确认的轻微不符合项，

纠正措施须在下次审核的审核计划中增加额外的时间验证措施实施

的有效性。

如果纠正措施无效，一个新的纠正活动过程的严重不符合项须 被提出，另外上一次不符合

上升为严重不符项，

Onsite verification

现场验证

A

major

nonconformity

shall

require

onsite

verification

of

the

corrective

action

plan

&

shall

be

completed within a maximum of ninety (90) calendar days from the closing meeting.

90

个日历日内完成。

2.

Conclusions

结论

The organization has addressed the identified nonconformities

组织已处理了识别的不符合项

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Yes

/

No

/ 100% resolved with on site special audit required

100% resolved with on site special audit required 100%

解决需要一次现场特殊审核

The audit team recommends that, based on the results of this follow-up activity certification can be:

审核组根据本次跟踪活动的结果，作出推荐，认证证书：

Recommended

获得推荐

/

Continued

持续有效

/

Continued with 100% resolved action plan

received for verification during an onsite special audit prior to the next planned visit.

持续有效，已收到

100%

解决的措施计划，在下次审核前安排一次现场特殊审核作验证

Withheld

不准予

3.

Corrective Action Review

纠正措施评审

For

Major

NC only, action plan with containment actions within 15 days, maximum due

dd- mm-

yyyy

只针对

严重不符合项，遏制措施及行 动计划在

15

天内完成，最迟限期日

-

月

-

年

Evidence of implemented correction, root cause analysis + methodology, systematic corrective

actions and effectiveness, and verification of effectiveness within 60 days, maximum due

2018-4-27

纠正措施的证据，根本原因分析

+

有 方法的系统的纠正措施以及有效性验证在最大

60

天内完成，最

迟期限

27

日

4

月

2018

年

On-site Special Audit within 90 days, maximum due

dd-mm- yyyy

90

天内的现场特殊审核，最迟期限

日

-

月

-

年

Note: The above timings shall also take into consideration certificate expiry dates, including VETO

review, when planning

备注：以上 时间在策划时须考虑证书的有效日期，包括否决权评审。

Non-conformity Number

不符合项编号

Process

过程

QMS Document reference

QMS

参考文件

Statement of nonconformity

不符合项陈述

Number

编号

1

of

5

Classification

类别

IATF Clause

IATF

条款

Document issue

文件版本

Major

严重

Minor

轻微

Customer feedback handling

10.2.3

A0

XX- QP-10

Customer feedback handling was not always effective.

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10.2.3 Problem solving

10.2.3

问题解决

The organization shall have a documented process(es) for problem solving

including:

组织应有形成文件的问题解决过程，包括：

a) defined approaches for various types and scale of problems (e.g., new

product development, current manufacturing issues, field failures, audit

findings);

a)

用 于各种类型和规模的问题（如：新产品开发、当前制造问题、使用现

场失效、审核发现） 的明确方法；

b) containment, interim actions, and related activities necessary for control

of nonconforming outputs (see ISO 9001, Section 8.7);

b)

控制不符合输出所必要的遏制、临时措施及相关活动（见

ISO 9001

第

8.7

条）；

c) root cause analysis, methodology used, analysis, and results;

c)

根本原因分析、采用的方法、分析及结果；

d) implementation of systemic corrective actions, including consideration

of the impact on similar processes and products;

d)

系统性纠正措施的实施，包括考虑相似的过程和产品的影响；

e) verification of the effectiveness of implemented corrective actions;

e)

对已实施纠正措施有效性的验证；

f) reviewing and, where necessary, updating the appropriate documented

information (e.g., PFMEA, control plan).

f)