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James S. Coleman as a Guide to Social Research



Author(s): Charles Tilly



Source: The American Sociologist, V


ol. 28, No. 2 (Summer, 1997), pp. 82-87



Published by: Springer



Stable URL: /stable/27698831



Accessed: 23-03-2015 15:00 UTC


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Review Essay


James S. Coleman as a Guide



to Social Research



Charles Tilly



Despite his outstanding empirical work and his exceptional clarity as a theorist of collective


choice,


James


S.


Coleman's


program


for


social


science


would


take


it


in


the


wrong


direction.


Whatever


else


it


does,


social


science


must


explain


social


processes.


Coleman:


1)


neglected


to


specify


causal


mechanisms,


2)


promoted


an


incomplete


and


therefore


misleading


psychological


reduction ism, and 3) advocated a form of general theory?rational choice analysis?that cannot, in


principle or in practice, provide adequate explanations for the great bulk of social processes.



Overview



Precisely by producing superb work in a flawed vein, James S. Coleman set a bad example


for us lesser social scientists. He neglected to specify causal mechanisms, promoted an incomplete


and therefore misleading psychological reductionism, and advocated a form of general theory


——


rational choice analysis


——


that has for some time been enticing social scientists into blind alleys.


All


this


he


performed


with


panache,


attracting


attention


to


social


science


as


a


basis


for


public


policy in a way that few of his predecessors had managed. His legacy: a generation of researchers


who misconstrue the social sciences' explanatory mission because they have adopted a vivid but


ultimately unsound view of how social processes operate.



This


essay,


inspired


by


Jon


Clark's


James


S.


Coleman


(1996)


but


drawing


especially


on


Coleman's


own


Foundations


of


Social


Theory


(1990),


neither


deals


with


the


many


thoughtful


articles in Clark's compilation nor reviews the whole of Coleman's corpus. In order to make my


argument sparely, and thereby clarify legitimate grounds of debate, I will ignore many admirable


features of Coleman's work, including its boldness, its wide range, its strong empirical grounding,


its clarity of exposition, and its incessant concern for human welfare. The essays in Clark's volume


amply


document


these


merits.


Although


I


cheer Coleman's


insistence


that


social


science


should


concentrate on the explanation of collective phenomena rather than individual behavior, I will pass


over the ingenious ways in which he derived sophisticated collective arrangements from simple


combinations


of


individual


decision-making.


Because


it


characterizes


his


theoretical


and


programmatic writings less well than his many empirical analyses, I will save for another occasion


my complaints that Coleman: 1) conducted analyses based on the assumption of a world arraying


itself as a set of independently specifiable continuous variables, and 2) offered variance-reduction


as a mode of explanation, although I think the two features seriously limit the value of his major


empirical investigations as models for social research.



This


critique


will


also


neglect


debatable


ideas


in


the


book


under


review,


such


as


Martin


Bulmer's


surprising


assertion


that



and


social


policy


as


academic


fields


are


relatively


uneasy


bedfellows


(Clark


1996:


103).


Surely


of


all


social


science


disciplines,


sociology


most


rapidly changes direction in response to current public-policy concerns, quickly taking up violence


in


times


of


violence,


education


in


times


of


educational


reform,


and


adolescent


childbearing


in


times


of


public


outcry


over


pregnant


teenagers.


While


each


of


the


book's


thoughtfulessays


provides ample incitements to comment?affirmative or otherwise?in this review, it will suffice to


challenge


the


endorsement


of


Coleman's


explanatory


program


that


pervades


Jon


Clark's


semifestschrift. Taking for granted James Coleman's many virtues, let me concentrate on dangers


in the theoretical pro gram he advocated during his later years.



James


Coleman


codified


and


exemplified


understandings


of


social


processes


and


their


explanation that have become sociological orthodoxies. To repeat, he:




1. neglected to specify causal mechanisms;



2. promoted an incomplete and therefore misleading psychological reductionism; and



3. advocated a form of general theory?rational choice analysis?that has for some time been


enticing social scientists into blind alleys, where they have wandered aimlessly, falling victim to


local thugs and confidence men selling various brands of individual reductionism.




To be sure, Coleman himself forewarned readers not to trust my judgment in these matters.


Placing me in the excellent company of Arthur Stinchcombe, Neil Smelser, Harrison White, and


Michael Hechter, Coleman identified me as a re viewer who


Social Theory (Clark 1996: 6-7). Coleman's indictment shields me from the suspicion of having


held


my


tongue


until


he


could


not


reply,


but


it


also


indicates


that


he


would


have


dissented


enrgetically from my three claims about his work. Caveat ergo lector. Let me draw my illustrations


of these points from Foundations, which Coleman himself identified as his summary and synthesis


of previous work.





1.



Causal Mechanisms




Social


science


in


general


suffers


from


the


poverty


of


its


well- specified,


plausible,


verified


causal


mechanisms:


recurrent


cause-effect


sequences


of


general


scope.


As


compared


to


the


constant invocation of mechanisms in, say, molecular biology or seismology, social science rarely


points


confidently


to


causal


mechanisms


that


recur


across


a


wide


range


of


circumstances.


Coleman's work provides little relief from that poverty. He takes a pragmatic view of explanation:



intended


pragmatic criterion promises no means of discovering generally valid causal mechanisms.



Coleman


does


not,


however,


retreat


into


agnosticism


or


particularism.


On


the


whole,


he


actually explains a social phenomenon by its service to the interests of its participants or to their


perceptions of those interests. The trouble starts there: Coleman does not specify the mechanisms


that translate a set of interests?or perceptions of interests?into their realization in operating social


arrangements.


While


allowing


that


states


ordinarily


come


into


being


and


acquire


their


basic


organizational forms (their


example, Coleman provides no account of the process by which state agents continue to receive


compliance and resources from underdogs while underdogs somehow coexist with states that hurt


their interests (Coleman 1990: 346-49).



Again,


Coleman


rightly


points


out


three


changes


since


World


War


II


in


the


conditions


affecting American high schools' authorities over their students: declining parental authority over a


wide


range


of


children's


behavior;


decreased


consensus


within


the


populations


of


districts


from


which high schools draw their students; increased use of litigation by those who challenge school


authority (Coleman 1990: 350-51). But he offers no description of the causal chain by which these


conditions actually weakened the positions of teachers and admin istrators, much less how they


translated into changed relations among day-to-day participants in high school life. For a specialist


in


the


organization


and


effects


of


schooling,


the


omission


is


remarkable.


As


Aage


Sorensen


comments more



generally:




Coleman did not follow his own principles in his educational research. Instead, he went from


some theory


to no theory about school effects from 1962 to 1966, and then went back to some


theory in 1982. The integration of theory and evidence was never completed. There is no explicit


statement about how schools may influence learning in any of the studies; only suggestions about


how private schools may be more effective than public schools. (Clark 1996: 209)



Throughout Coleman's work, in fact, we discover a strong preference for arguments about why a


given array of actors


might


choose a given social arrangement over specifications of the causal


processes resulting in such arrangements. Consequence: a decisive shift away from explanation.




2. Psychological Reductionism



Coleman began his magnum opus with dissent from prevalent social-scientific concentration


on


individual


behavior.


He


clearly


distinguished,


furthermore,


between


two


ways


of


explaining


individual


behavior:


1)


examination


of


processes


internal


to


individuals,


and


2)


statistical


association of individual behaviors with


of


that


behavior


arguing


correctly


that


neither


gives


analysts


much


purchase


on


social


phenomena (Coleman 1990: 1-2). Even more decisively, he rejected the holisms (


he


called


them


in


1987:


Swedberg


1990:


49-50)


in


which


social


systems


either


acted


autonomously


or


shaped


individual


behavior.


He


failed


to


mention


the


other


alternative:


a


relational approach in which interactions, trans actions, or social ties constitute the starting points


of


social


analysis.


Those


rejections,


explicit


and


implicit,


drove


him


to


a


peculiar


variety


of


psychological reductionism.



How


so?


Social


phenomena,


in


Coleman's


most


elementary


account,


emerge


from


the

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