股票买卖协议 (中英文)

means an individual, corporation, partnership (including a general

partnership, limited partnership or limited liability partnership), limited liability

company, association, trust or other entity or organization, including a government,

domestic or foreign, or political subdivision thereof, or an agency or instrumentality

thereof.

< /p>

“实体”意指任何个人、公司、合伙公司（包括普通合伙公司、有限合伙公司或有限

责任合伙公司）、有限责任公司、协会、垄断企业或其它个体或组织，包括国内或国

1.14

“

Real Property

”

means, collectively, all real properties and interests therein

(including the right to use), together with all buildings, projects under construction,

fixtures, trade fixtures, plant and other improvements located thereon or attached

thereto; all rights arising out of use thereof (including air, water, oil and mineral

rights); and all subleases, franchises, licenses, permits, easements and rights-of-way

which are appurtenant thereto.

“不动产”意指所有不动产以及其中的利 益（包括使用权），正在建设的所有建筑物

和项目，固定装置，营业装潢，工厂以及对其 进行的或附属于其的改善之处；上述各

项的使用权（包括使用空气、水、油和矿产的权利 ）；以及附属于上述各项的转租、

特许、许可、批准、地役权和通过权。

1.15

“

Tax(es)

”

means any federal, state, local or foreign tax, charge, fee, levy,

custom, duty, deficiency, or other assessment of any kind or nature imposed by any

Taxing Authority (including any income (net or gross), gross receipts, profits, windfall

profit, sales, use, goods and services, ad valorem, franchise, license, withholding,

employment, social security, workers compensation, unemployment compensation,

employment, payroll, transfer, excise, import, real property, personal property,

intangible property, occupancy, recording, minimum, alternative minimum,

environmental or estimated tax), including any liability therefor as a transferee

(including under Section 6901 of the Code or similar provision of applicable Law) or

successor, as a result of Treasury Regulation Section 1.1502-6 or similar provision of

applicable Law or as a result of any Tax sharing, indemnification or similar

agreement, together with any interest, penalty, additions to tax or additional amount

imposed with respect thereto.

“税收”意指任何联邦、州、地方或国外的税收、收费、费用 、税款、海关税、关税、

任何税务机关给出的任何种类或性质的欠税余额或评估（包括针 对（净或毛）收入、

收入总额、利润、意外利润、销售、使用、商品或服务、从价、特许 、许可、扣缴、

雇佣、社会保险、工伤赔偿、失业补助、工资、转让、消费、进口、不动 产、个人资

产、无形资产、占有、登记的税收，或最低税、替代性最低税、环境税或预估 税），

包括财产管理条例的

1.1502-6

< br>章节，或适用法律的类似规定，或税收分享补偿协议或

类似协议中规定的作为受让 人或继承人应该承担的责任（包括法典

6901

章节项下的规< /p>

定以及适用法律的类似规定），连同针对税收的利息、罚金或增值，或上述各项的附

加款额。

PURCHASE AND SALE

购买和出售

2.1 Purchase and Sale. Upon the terms and subject to the conditions of this

Agreement, at the Closing, Buyer shall purchase from Stockholders and Stockholders

shall sell, convey, transfer, assign and deliver to Buyer the Shares, free and clear of

all Liens.

购买和出售。按照本协议的各项条款和条件，交易截止时，买方应从各位 股东处购买，

各位股东应向买方出售、转让、让与并交付上述股票，且其中不存在任何留 置。

2.2 Purchase Price. The purchase price for the Shares shall be the sum of the

Closing Payment, the Earnout Payment and the Additional Earnout Payment

(collectively, the

“

Purchase Price

”

). The

“

Closing Payment

”

shall be the

issuance of the Closing Payment Shares. All payments of the Purchase Price shall be

allocated among Stockholders in accordance with the allocation of Purchase Price set

forth on Schedule I.

购买价 。上述股票的购买价应为交易截止付款、获利能力付款和额外的获利能力付款

的总额（统 称为“购买价”）。“交易截止付款”应为交易截止付款股票的发行价。

应按照附件

I

中所示的购买价分配方案将购买价付款在各位股东之间进行分配。

2.3 Payment of the Purchase Price. The Purchase Price shall be payable by Buyer as

follows:

购买价的支付。买方应按照下列条款对购买价进行支付：

(a) The Closing Payment shall be payable by Buyer on the Closing Date in the form

of stock certificates (the

“

Stock Certificates

”

) representing in the aggregate

3,000,000 shares of Buyer Common Stock (the

“

Closing Payment Shares

”

) issued

in the name of the Stockholders and in such amounts as set forth opposite each

Stockholder

’

s name on Schedule I. The Stock Certificates shall bear the legend set

forth in Section 2.3(j). No certificates or scrip representing fractional shares of Buyer

Common Stock will be issued, and such fractional share interests will not entitle the

owner thereof to vote or to any rights of a stockholder of Buyer. Any fractional

shares will be rounded to the nearest whole share.

（

a

）买方应在交易截止日以股票（“股票”）的方式对交易截 止付款进行支付，总额

为

3,000,000

< br>股买方普通股（“交易截止付款股票”），以各位股东的名称进行发行，

发行数量 应依照附件

I

中每位股东名称对面所示的数量。股权证书上应该 有章节

2.3

（

j

）中所示的标记。代表买方普通股零星股份的股票或临时股票不应进行发行，且该

等 零星股票不能使其所有人具备投票权，或成为买方股东的权利。应该将零星股票凑

整为最 接近的整数股票。

(b) The Stock Certificates representing the Closing Payment Shares shall be

delivered by Buyer (which, at Buyer

’

s convenience, may be delivered within 5

Business Days after the Closing Date) to the Representative at its address for notices

in accordance with Section 13.1, and the delivery of such Stock Certificates to the

Representative shall constitute delivery of the Stock Certificates to Stockholders.

（

b

） 买方应将交易截止付款股票交付（买方可取其方便在交易截止日后

5

个营业日内

进行交付）至上述代表的地址，并按照章节

13 .1

进行通知，向上述代表交付该等股票

应等同于向各位股东交 付该等股票。

(c) Immediately prior to the Closing, the Buyer shall request that the escrow agent

under the Founder Share Option Agreement and related documents provide an

accounting of funds received from the Purchaser (as defined in the Founder Share

Option Agreement) in accordance with the terms of the Founder Share Option

Agreement. In the event that the Purchaser has not fully funded the purchase price

for the Founder Share Options in accordance with the terms of the Founder Share

Option Agreement at the time of the Closing, and provided the Buyer elects to waive

such breach and proceed with the Closing, then for each share that the number of

Founder Option Shares is reduced in accordance with the Founder Share Option

Agreement, the Transferors (as defined in the Founder Share Option Agreement)

shall be entitled to one share from the Closing Payment Shares up to a maximum of

415,000 shares, and the number of Closing Payment Shares payable to Vanrock

Sunrise Investment Holdings Limited shall be reduced accordingly on a one-for-one

basis. The number of Closing Payment Shares issuable at Closing to the

Stockholders other than Vanrock Sunrise Investment Holdings Limited shall not be

reduced by the terms of this Section 2.3(c).

（

c

）交易截止前， 按照创建人股票认购权协议的条款，买方应要求创建人股票认购权

协议和相关文件项下的 托管代理人就从购买人（定义见创建人股票认购权协议）处收

到的款项提供一份账单。如 果在交易截止时购买人尚未按照创建人股票认购权协议的

条款对创建人认购的股票进行全 额付款，但如果买方选择对该等违约行为做出弃权处

理且继续进行交易，且按照创建人股 票认购协议创建人认购股票数量的减少值应以一

股为单位，那么转让人（定义见创建人股 票认购协议）便有资格拥有

1

股到

41 5,000

股交易截止付款股票，同时，支付给

Vanrock Sunrise Investment Holdings Limited

的

交易截止付款股票的数量应按照一对一的原则进行减少。本章节

2.3

（

c

）规定，交易

截止时，除了

Vanrock Sunrise Investment Holdings Limited

，支付给其他各位股东的

交 易截止付款股票的数量不能减少。

(d) In the event that the Company and its Subsidiaries, including Yahui Technology,

have not satisfied all of their obligations in connection with the consummation of

the Acquisition under all applicable United States and PRC law at the time of the

Closing, and provided the Buyer elects to waive such breach and proceed with the

Closing, then an aggregate of 750,000 shares (the

“

Contingent Shares

”

) from the

Closing Payment Shares payable to the Stockholders shall be delivered to the Escrow

Agent and the Escrow Agent shall hold the Contingent Shares until released in

accordance with the terms of the Escrow Agreement, which shall provide for the

release of the Contingent Shares upon receipt by the Escrow Agent of written

confirmation from the Buyer that the obligations in connection with the

consummation of the Acquisition have been satisfied and an opinion of counsel

admitted to practice in U.S. federal bankruptcy court confirming that all such

obligations under U.S. federal bankruptcy law shall have been satisfied and the

assets acquired in the Acquisition are no longer subject to the jurisdiction of the U.S.

federal bankruptcy court.

（< /p>

d

）如果本公司及其子公司，包括亚辉科技，在交易截止时未能完 全履行完成收购时

它们在适用的美国和中华人民共和国法律项下承担的义务，但买方选择 对该等违约行

为做出弃权处理且继续进行交易，则应将支付给各位股东的交易截止付款股 票中的

750,000

股（“或有股票”）交付给托管代理人， 且托管代理人应一直持有上述或有

股票，直至按照第三方保管协议中的条款进行了解除， 该协议规定，一旦托管代理人

收到买方的书面证明，确定与完成收购有关的义务已得到履 行，且律师意见书承认美

国联邦破产法院确定美国联邦破产法项下的该等义务已得到履行 ，且从收购中收购的

资产不再受美国联邦破产法院的管辖，便应该对或有股票进行解除。

(e) In the event that the Company

’

s Adjusted EBITDA for the year ending

December 31, 2012 exceeds the Target EBITDA, the Buyer shall, within ten Business

Days after the applicable Determination Date, issue to the Stockholders an aggregate

of 1,200,000 shares of Buyer Common Stock (the

“

Earnout Payment Shares

”

)

issued in the name of the Stockholders and in such amounts as set forth opposite

each Stockholder

’

s name on Schedule I. The

“

Earnout Payment

”

shall be the

issuance of the Earnout Payment Shares.

（

e

）如果在终止于

< br>2012

年

12

月

31

日的年度中本公司的经调整的息税折旧摊销前利

润超过了目标息税折旧摊销前利润，买方应在适用确定日期后的十个营业日内以各位

股东 的名称发行总额为

1,200,000

股的买方普通股（“获利 能力付款股票”），发行

数量应依照附件

I

中每位股东名称对面所示的数量。“获利能力付款”应为“获利能

力付款股票”的发 行价。

(f) If the Adjusted EBITDA for the applicable Measuring Period exceeds the Target

EBITDA for such period, then, within ten Business Days after the later of the

applicable Determination Date and the date the Annual Cash Dividend for all

Measuring Periods prior to the applicable Determination Date have been paid, the

Buyer shall: (i) for the fiscal year ending December 31, 2013, pay the Stockholders

an aggregate of RMB15.75 million and, (ii) for the fiscal year ending December 31,

2014, pay the Stockholders an aggregate of RMB22.50 million (each of the foregoing,

an

“

Additional Earnout Payment

”

). The Additional Earnout Payment will be paid to

the Stockholders in such amounts as are set forth opposite each Stockholder

’

s

name on Schedule I. For the avoidance of doubt, if Adjusted EBITDA for the

applicable Measuring Period does not exceed the applicable Target EBITDA, then the

Stockholders will not be entitled to any Additional Earnout Payment for such

Measuring Period. In lieu of receiving the Additional Earnout Payment in cash, each

Stockholder shall have the right, but not the obligation, to receive such Stockholder

’

s Additional Earnout Payment in shares of Buyer Common Stock (the

“

Additional

Earnout Payment Shares

”

) at a price per Additional Earnout Payment Share equal to

the 40 day average closing price of the Buyer

’

s Common Stock as of the end of the

applicable Measuring Period relating to the issuance of such Additional Earnout

Payment Shares. The election to receive Additional Earnout Payment Shares in lieu

of the Additional Earnout Payment must be provided by the applicable Stockholder in

writing to the Buyer prior to the fifth Business Day after the applicable Determination

Date and any such election shall be irrevocable after it has been delivered in writing

to the Buyer.

（

f< /p>

）如果适用衡量期的经调整的息税折旧摊销前利润超过了该时期的目标息税折旧摊