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2021年2月28日发(作者:纳亚)


The Paradox of Culture



By Edward T.



Hall




(From Beyond Culture. Edward T.



Hall. New York: Anchor Press/Doubleda


y



Company,Inc.1977.


)



【作者简介】



爱德华·特·霍尔


(Edward T



Hall



1914




)


是美国



2 0


世纪最有影响和最


富创见的文化人类学家之一。



霍尔一生涉猎广泛,


曾致力于

“西方国家的民族特性”



“西方国家的工业管

< p>
理”



“跨文化交际”



“美日关系及商业策略”



“人与空间 ”



“心理学和民族心理


学”


等研究。


他采用逆向的文化探索方式,


从各民族 文化特性中鲜为人知或为世


人所漠视的层面上分析人类文化生活的共性和个性。


由于霍尔经常运用传播学的


视野去审视文化和跨文化交际活动中的问题, 他在美国传播界也享有盛名。



【内容简介】




“文化的悖论”


(


The Paradox of Culture


)


选自《超越文化》< /p>


(Beyond Culture)


的第


1


章。


本文分析了思维模式的重要作用,


其中典型的代表



模式为西方的


“一


时一事制”


(M


Time


:一段时间内进行一项活动


)

和东方的“一时多事制”


(P



T ime



一段时间内进行多项活动


)< /p>




霍尔在分析和对比两种时制各自利弊 的同时,


着重剖析了西方思想体系中的线型逻辑思维方式。


他指 出,


线型模式是导致荒谬、


分离人与本我、人与自然的根源。人 们因此过着分隔式的生活,矛盾被闭锁,日


常活动受制于时、


空 的分割。


过分地强调秩序和计划必将导致荒谬和官僚。


霍尔


认为所谓“纯粹习俗”的无意识文化因素与传统文化因素有着同等重要的作用。


人类只有跳出传统文化定义的圈子,摆脱陈旧文化观念对人的束缚,才能积极、


客观和深刻地理解与评价文化。




【选




文】



1. Two widely divergent but interrelated experiences



psycho- analysis and work


as an anthropologist



have led me to the belief that in his strivings for order



Western


man has created chaos by denying that part of his self that integrates while enshrining


the


parts


that


fragment


experience



These


examinations


of


man



s


psyche


have


also


convinced me that



the natural


act of thinking is


greatly


modified


by culture



Western


man


uses


only


a


small


fraction


of


his


mental


capabilities;


there


are


many


different


and


legitimate


ways


of


thinking;


we


in


the


West


value


one


of


these


ways


above


all


other


s



the


one


we


call



logic,

< p>




a


linear


system


that


has


been


with


us


since Socrates.


2. Western man sees his system of logic as synonymous with the truth. For him it


is the only road to reality. Yet Freud educated us to the complexities of the psyche



helping his readers to look at dreams as a legitimate mental process that exists quite


apart


from


the


linearity


of


manifest


thought.


But


his


ideas


were


from


the


outset


strenuously resisted, particularly by scientists and engineers, who were still wedded to


a


Newtonian


model.


When


taken


seriously,


Freudian


thinking


shook


the


very



1


foundations of conventional thought. Freud's followers, particularly Fromm and Jung,


undeterred


by


popular


stereotypes


and


the


tremendous


prestige


of


the


physical


sciences, added to his theories and bridged the gap between the linear world of logic


and the integrative world of dreams


.


1




3. Knowing that the interpretation of dreams, myths, and acts is always to some


degree an individual matter,


2


I


cannot


help


asking myself


what


a psychoanalytically


sophisticated


reader


would


add


to


my


own


interpretation


of


a


sequence


of


events


reported in


The New York Times


concerning


a police dog sighted on Ruffle


Bar,


an


uninhabited island near New York.


3


Visible only from a distance, the dog, nicknamed


the King of Ruffle Bar, had sustained itself for an estimated two years, was apparently


in good health, and presumably would have survived in his semi-wild state, barring


accidents,


for


the


rest


of


his


natural


life.


However,


some


well-meaning


soul


heard


about the dog and reported him to the American Society for the Prevention of Cruelty


to Animals, thereby setting the bureaucratic wheels in motion. Since the King could


not be approached by people, a baited trap was set. According to the


Times


report.


“...


every


day,


a


police


launch


from


Sheepshead


Bay


takes


off


for


Ruffle


Bar,


the


uninhabited swampy island of the dog. Every day, a police helicopter hovers for a half


hour or more over Ruffle Bar.”


A radio report of the broadcast at the time described


how the helicopter


harassed


the dog in


futile



efforts to “catch” (sic) him (he refused


to enter the trap) or at least to get a better view of him. Police were quoted as saying


the dog “looked in good shape


.


” When questioned, representatives of the ASPCA said:



we will find a


happy



home for it.”


4


(italics added)


4. If this story had been a dream or a myth instead of a news report, there is little


doubt as to its interpretation. Both the latent and the manifest content are quite clear,


possibly explaining why this local news item was given national coverage. I find, as I


go over the story, that free associations come to mind on different levels. The story


epitomizes


the little man against the big bureaucracy. There is also a delusional side


which cannot be overlooked. The ASPCA became obsessed with capturing the dog.


Once


triggered


,


the


ASPCA


involved


the


police


with


a


remorseless


,


mindless


persistence


that


is


too


terrifyingly


characteristic


of


bureaucracies


once


they


are


activated. Interestingly enough, the police, having known about the dog for two years,


had been content to leave him on the island. Emotionally, they sided with the King,


even while carrying out their orders. “Why don't they



leave the dog alone?” said one


policeman. Another observed,


“The dog is as happy as a pig in a puddle.”


5


5.


The


delusional


aspects


have


to


do


with


the


institutionalized


necessity


to


control


is best; never for a moment does he doubt the validity of the bureaucratic solution. It


is also slightly insane, or at least indicative of our incapacity to order priorities with


any


common


sense,


to


spend


thousands


of


dollars


for


helicopters,


gasoline,


and


salaries for the sole purpose of bureaucratic neatness.


6. Even more recently, a


New York Times


news item


6


reported a U. S. Park Police


campaign to stamp out kite flying on the grounds of the Washington Monument. Their


charter to harass the kite fliers lay in an old law written by Congress supposedly to



2


keep the Wright brothers' planes from becoming fouled in kite strings.


7. The psychoanalyst Laing is convinced that the Western world is mad.


7


These


stories of the dog and the kite fliers bolster Laing's view and symbolize man's


plight



as well as any recent events I know.


8


However, it is not man who is crazy so much as


his institutions


9


and those culture patterns that determine his behavior. We in the West


are alienated from ourselves and from nature. We labor under a number of delusions,


one of which is that life makes sense; i.e., that we are sane. We persist in this view


despite


massive


evidence


to


the


contrary.


We


live


fragmented,


compartmentalized



lives in which contradictions are carefully sealed off from each other. We have been


taught


to


think


linearly


rather


than


comprehensively,


10



and


we


do


this


not


through


conscious design or because we are not intelligent or capable, but because of the way


in which deep cultural undercurrents structure life in subtle but highly consistent ways


that


are


not


consciously


formulated.


Like


the


invisible


jet


streams


in


the


skies


that


determine


the


course


of


a


storm,


these


hidden


currents


shape


our


lives;


yet


their


influence


is


only


beginning


to


be


identified.


Given


our


linear,


step- by-step,


compartmentalized way of thinking,


11


fostered by the schools and public media, it is


impossible for our leaders to consider events comprehensively or to weigh priorities


according to a system of common good, all of which can be placed like an unwanted


waif on culture's doorstep. Yet, paradoxically, few anthropologists are in agreement as


to what to include under the general rubric of culture. While it will be denied by some,


much depends on the anthropologist's own culture, which exerts a deep and abiding


influence


not


only


over


how


anthropologists


think


but


over


where


they


draw


the


boundaries


in


such


matters.


Frequently,


the


greater


portion


of


contemporary


culture


will


be


excluded


or


referred


to


as


“mere


convention”.


In


a


practical


sense


the


conventions of the field and what one's peers are studying have more to do with what


anthropologists define as culture than an appraisal of one's data might indicate. Like


everyone


else,


anthropologists


use


models,


and


some


models


are


more


fashionable


than others. Most of them are handed down and modified periodically.


8. The reader may well ask, “What is a model?” or “What kind of models are you


talking


about?”



While


models


and


how


man


uses


them


are


just


beginning


to


be


understood,


one


thing


is


certain:


many


different


models


exist.


Mechanical


models,


such


as


scale


models


of


airplanes


flown


in


wind


tunnels,


show


how


machines


and


processes work. Models for making molds can reproduce everything from machines


to


copies


of


works


of


art.


Life


models


help


the


artist


fill


in


gaps


in


a


faulty


visual


memory. Parents and teachers may be models for the young.


9. Scientists use theoretical models, often mathematical in nature. These are used


to symbolically express certain qualities, quantities, and relationships encountered in


life.



Econometricians,


for


example,


use


these


models


to


investigate


how


the


more


measurable aspects of the economic system operate.


10. Anthropologists use predominantly non-mathematical theoretical models that


are rooted in culture. Since culture is itself a series of situational models for behavior


and thought, the models anthropologists use are frequently highly abstract versions of


parts of models that make up the entire culture (kinship systems, for example).


11. Man is the model-making organism


par excellence


. His earliest intellectual



3


endeavors


resulted


in


monuments


that


rays


mystified


and


puzzled


twentieth-century


man


until


they


were


figured


out.


Stonehenge,


for


example,


is


a


model


of


the


solar


system


that


enabled


the


early


inhabitants


of


the


Salisbury


Plain


to


make


accurate


observations


of


celestial


events


and


to


keep


track


of


the


seasons,


order


their


ceremonial life, and even predict eclipses at a time when no one would have thought


such


refined


calculations


and


observations


were


possible.


(fifteen


hundred


to


two



thousand years B. C! ).


12.


Grammars


and


writing


systems


are


models


of


language.


Any


school


child


who has struggled to make sense of what he is taught knows that some fit reasonably


well, others don't. Myths, philosophical systems, and science represent different types


of


models


of


what


the


social


scientists


call


cognitive


systems.


The


purpose


of


the


model is to enable the user to do a better job in handling the enormous complexity of


life.



By using models, we see and test how things work and can even predict how


things will go in the future. The effectiveness of a model can be judged by how well it


works, as well as how consistent it is as a mechanical or philosophical system. People


are


very


closely


identified


with


their


models,


since


they


also


form


the


basis


for


behavior. Men have fought and died in the name of different models of nature.


13.


All


theoretical


models


are


incomplete.


By


definition,


they


are


abstractions


and


therefore


leave


things


out.


What


they


leave


out


is


as


important


as,


if


not


more


important than, what they do not, because it is what is left out that gives structure and


form


to


the


system.


Models


have


a


half


life-some


are


ephemeral


,


others


last


for


centuries. There are highly explicit models, while others are so much a part of life as


to be unavailable for analysis except under very special circumstances.


14.


In


constructing


their


models


of


culture,


most


anthropologists


take


into


account


that


there


are


different


levels


of


behavior:


overt


and


covert,


implicit


and


explicit, things you talk about and things you do not. Also, that there is such a thing as


the


unconscious,


although


few


are


in


agreement


as


to


the


degree


to


which


the


unconscious


is


influenced


by


culture.


The


psychologist


Jung,


for


example,


hypothecated a


“collective”



unconscious that was shared by all mankind (a concept


many


anthropologists


might


have


trouble


accepting).


Paradoxically,


studying


the


models that men create to explain nature tells you more about the men than about the


part of nature being studied. In the West, people are more concerned with the content


or meaning of the model


than they are with


how it is


put


together, is


organized, or


performs, and the purpose it is supposed to fulfill.


15. Anthropologists have studied only those things people could or would talk to


them about, with the result that many of the important things



culture patterns that


make


life


meaningful


and


really


differentiate


one


group


from


another



have


gone


unnoticed


or


been


unreported


and


brushed


aside


as


trivial.


If


one


were


to


use


a


linguistic analogy, it would be as though there were data on the vocabulary of culture


but very little on either the syntactic (grammar) or phonemic systems (alphabets are


based on a phonemic analysis). It is not enough to say that the French believe this and


the


Spanish


believe


that.


Beliefs


can


change.


Beneath


the


clearly


perceived,


highly


explicit surface culture, there lies a whole other world, which when understood will


ultimately


radically


change


our


view


of


human


nature.


Writing


forty


years


ago,


the



4


linguist Sapir started the ball rolling by demonstrating that in language (an important


part


of


culture)


man


created


an


instrument


that


is


quite


different


from


what


is


commonly supposed. He states:


16. The relation between language and experience is often misunderstood




i t




actually defines experience for us by reason of its formal completeness and because of


our unconscious projection of its implicit expectations into


the field of experience…


.



L



anguage is much like a mathematical system, which…becomes elaborated into


a


self-contained


conceptual


system


which


previsages



all


possible


experience



in


accordance with


certain


accepted formal limitations.... [C]ategories such as number,


gender,


case,


tense,


mode,


voice,


“aspect”


and


a


host


of


others ...


are


not


so


much


discover


ed in experience as imposed open it …. (italics added)


12


17. Sapir’s work, which predates McLuhan by thirty


-five years, not only makes a


stronger, more detailed case than McLuhan that


be


extended


to


include


other


cultural


systems


as


well.


In


the


process


of


evolving


culture, the human species did much more than was at first supposed.


18.


The


usefulness


of


Sapir's


model


was


demonstrated


in


a


practical


way


by


Kluckhohn and Leighton in their pioneering book The Navajo,


13


which illustrates the


difficulties the verb-oriented Navajo children experienced when they attended white


schools


and


were


confronted


by


English



a


loosely


structured,


adjective


language.


Kluckhohn


and


Leighton's


basic


point,


however,


was


not


only


that


differences


in


emphasis on adjectival and verbal forms caused difficulty in school, but that the total


orientation of the two languages was different, forcing the two groups to attend and


fail to attend entirely different things in nature. Having lived and dealt with Navajos


for a number of years, I have no doubt not only that they think very differently from


the white man, but that much of this difference is at least initially traceable to their


language. Working


with


other cultural


systems,


I have found


evidence that


it is


not


just


in


language


that


one


finds


such


constraints,


but


elsewhere


as


well,


provided


of


course that one is fortunate enough to have studied cultures sufficiently different from


one's own to bring its latent structures into focus.






19. In considering the data presented in this book, it is important for the reader to


come to grips with his own model of culture in its manifest as well as its latent forms,


because my purpose is to raise some of the latent to conscious awareness and to give


it form


so


that it


can be dealt with.


Technically, the model of culture on which my


work is based is more inclusive than those of some of my colleagues. My emphasis is


on


the


nonverbal,


unstated


realm


of


culture.


While


I


do


not


exclude


philosophical


systems,


religion,


social


organization,


language,


moral


values,


art,


and


material


culture, I feel it is more important to look at the way things are actually put together


than at theories.


20. Nevertheless, and in spite of many differences in detail, anthropologists do


agree on three characteristics of culture: it is not innate, but learned; the various facets


of


culture


are


interrelated



you


touch


a


culture


in


one


place


and


everything


else


is


affected; it is shared and in effect defines the boundaries of different groups.


21.


Culture


is


man's


medium;


there


is


not


one


aspect


of


human


life


that


is


not


touched


and


altered


by


culture.


This


means


personality,


how


people


express



5

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