-
美国超验主义
美国超验主义也叫
“
新英格兰超验主义
”
或者说
“
美国文艺复兴
”
是美国的一种文学
p>
和哲学运动。与拉尔夫
·
沃尔多
·
爱默生和玛格丽特
·
富
勒有关,它宣称存在一种理想的
精神实体,超越于经验和科学之处,通过直觉得以把握。
领导人是美国思想家、诗人
拉尔夫
·
沃
尔多
·
爱默生。
美国超验主义(
American
T
ranscendentalism
)是美国的一个重要思潮,它兴起
< br>于十九世纪三十年代的新英格兰地区,但波及其他地方,成为美国思想史上一次重要
的思想解放运动。
它是与拉尔夫
·
沃
尔多
·
爱默生以及梭罗相关的一种文学和哲学运动,
宣称存在一种理想的精神实体,超越于经验和科学之处,通过直觉得以把握。
一般认为,爱默生是超验主义
的倡导者,他的散文,特别是他的演讲,令人感到
亲切,富有一种奇异的带有强烈个人色
彩的声音;他的散文在端庄凝重的说教之中每
每流溢出特有的富有魅力的睿智、幽默感和
文学、哲思的深度来。他的言词文本雄辩
有力而辉煌,语调变幻莫测,显示出他的深奥的
文学技巧来。
1831
年,爱默生辞去波士顿第二
教堂的圣职到欧洲去旅游。其间,他会见了不
少当时的文学名人,诸如英国诗人、散文家
瓦特
·
兰德(
Walter
Savage
Landor
),
p>
诗人柯勒律治(
Samuel
Taylor
Coleridge
)
,华兹华斯(
William
Wordsworth
)和
苏格兰散文家、历史学家卡莱尔(
Thom
as
Carlyle
)。特别是他在苏格兰乡间会见了
卡莱尔之后,开始了两位文学家的终生友情和通信。
183
7
年,当爱默生作《美国学者》演讲时,另一名超验主义的集大成者梭罗刚
从哈佛大学毕业。对于很多人而言,梭罗是一本教科书,通过他,人们可以用自然界
< br>发生的事实来理解世界,于是世界便成了一个供人阅读、品味、咀嚼的整体。他希冀
过简单的生活。
梭罗说过:
“
我之所以走进林间并不是想生活得便宜
些或者更昂贵些,而是想以
最少的麻烦做些个人想做的事。
”<
/p>
因此,他的文字细腻而自然,充满了一个敏感的作
家和一个深思熟
虑的哲人对大自然的至诚的感受和感动。
比起爱默生的演说和写作,梭罗更
多地是实践和行动,在他的性格中,那种崇尚
生命和自然、崇尚自由和独立的精神,和那
种曾经在美国的开发,尤其是西部的开发
中表现出来的勇敢、豪迈、粗犷、野性的拓荒者
精神存在某种内在的联系。
p>
从现在的历史资料来看,人们无法了解梭罗是否亲自聆听爱默生的演讲,但梭罗
一生实践了爱默生在《美国学者》中的召唤:更多地关注美国本土,追求美国本土的
< br>独创性。
作为一场融欧洲与美国思想潮流于一体的思想运动,
它催生了美国散文一系列经
典之作:
《自然》
(
< br>Nature
,
1836
)、<
/p>
《美国学者》
(
TheAmerican
Scholar
,
1837
)、
《知识的自然历史》(
NaturalHistoryofIntel
lect
,
1893
)、《瓦尔登湖》
(
Waldon
,
orLifeint
heWoods
,
1854
梭罗著),等等。
十九世纪的美国被一些历史学家认
为是独特的美国文化诞生和成长的时期,
是继
政治独立之后美国
精神、文化从欧洲大陆的母体断乳而真正独立的时期。正是在这样
的特殊时代,以爱默森
和梭罗等为代表的
“
超验主义
”
思潮
“
破空出世
”<
/p>
,成为美国人的
精神独立宣言。
超验主义追求人的自由的精神成为
美国文化中一个重要遗产。
这种思潮发源于单
一神教,
同时又接受了浪漫主义的影响,
强调人与上帝间的直接交流和人性中的神
性,
其结果是解放了人性,提高了人的地位,使人的自由成为可能。超验主义具有强烈的
批判精神,其社会目标是建立一个道德完满、真正民主自由的社会,尽管带有乌托邦
p>
的理想色彩。
超验主义的核心观点是主张人能超越感觉和理性而直接认识真理,
认为人类世界
的一切都是宇宙的一个缩影
——“
世界将其自身缩小成为一滴露水
”
(爱默生语)。它
强调万物本质上的统一,万物皆受
“
超
灵
”
制约,而人类灵魂与
“
超灵
”
一致。这种对人
之
神圣的肯定使超验主义者蔑视外部的权威与传统,依赖自己的直接经验。
超验主义的主要思想观点有三。首
先,超验主义者强调精神,或超灵,认为这是
宇宙至为重要的存在因素。超灵是一种无所
不容、无所不在、扬善抑恶的力量,是万
物之本、
万物之所属,
它存在于人和自然界内。
其二,
超验主
义者强调个人的重要性。
他们认为个人是社会的最重要的组成部分,
社会的革新只能通过个人的修养和完善才
能实现。因此人的首要责任就是自我完善,
而不是刻意追求金玉富贵。理想的人是依
靠自己的人。其三,超验主义者以全新的目光看
待自然,认为自然界是超灵或上帝的
象征。在他们看来,自然界不只是物质而已。它有生
命,上帝的精神充溢其中,它是
超灵的外衣。
因此,
它对人的思想具有一种健康的滋补作用。
超验主义主张回归自然,
接受它的影响,以在精神上成为完人。这种观点的自然内涵是,自然界万物具象征意
义,外部世界是精神世界的体现。
爱默生有句名言
——“
相信你自己
”
,这句话成为超验主义者的座右铭。这
种超验
主义观点强调人的主观能动性,有助于打破加尔文教的
“
人性恶
”
、
“
命定论
”
等教条的
束缚,为热情奔放,抒发个性的美国式文化奠定了基础。
正因为爱默生的超验主义观点摒弃
了加尔文教派神为中心的思想,
认为在某种意
义上,
“
人
”
就上帝,才使得超
验主义明显地烙上资本主义上升期的时代轰烈:
“
一个人
一定能够成为他想成为的人。
”
而这种素来被
称为美国平民宗教的自立自强,激励了
美国民族精神的发展完善。
因
此,
超验主义者的贡献就在于在理想主义的旗帜下重新审视了
“
美
”
的哲学命题,
解放了美国思想,也使美国文学(包括散文创作)从模仿英国及欧洲大陆的风格中脱
颖而出,开创了美国文艺复兴时期。
其实,
“
超
验主义
”
作为一种并不确切的戏称,也许只在认识论的意义上表
现了这
一思潮的一个特征,即崇尚直觉和感受,而这一思潮的意义也许更重要地是体现在
它
热爱自然,
尊崇个性,
号召行动和创
造,
反对权威和教条等具有人生哲学蕴涵的方面,
它对于美国精
神和文化摆脱欧洲大陆的母体而形成自己崭新而独特的面貌产生了巨
大影响。
introduction
American
Transcendentalism
or“New
England
Transcendentalism”
or
“Am
erican
Renaissance”
(1836
---1855)
was
the
first
American
intellectual
movem
ent,
which
exerted
a
tremendous
impact
on
the
consciousness
of
American
people.
As
Lawrence
Buell
states,
“To
proclaim
transcendentalism’s
impact,
however,
is
easier
than
to
define
it,
for
the
movement
was
loosely
organize
d
and
its
boundaries
were
indistinct”.
New
England
Transcendentalism
was,
in
essence,
romantic
idealism
on
Puritan
soil.
It
was
a
system
of
thought
that
originated
from
three
sources.
First
William
Ellery
Channing
(1780---1842)
was
an
American
Unitarian
clerg
yman.
His
Unitarianism
represented
a
thoughtful
revolt
against
orthodox
Purit
anism.
Unitarianism
believed
God
as
one
being,
rejecting
the
doctrine
of
trin
ity,
stressing
the
tolerance
of
difference
in
religious
opinion,
and
giving
each
congregation
the
free
control
of
its
own
affairs
and
its
independent
authorit
y.
It
laid
the
foundation
for
the
central
doctrines
of
transcendentalism.
Seco
ndly,
the
idealistic
philosophy
from
France
and
Germany
exerted
enormous
i
mpact
on
American
intellectuals.
Thirdly,
oriental
mysticism
as
revealed
in
Hi
ndu
and
Chinese
classics
reached
America
in
English
translations.
As
a
res
ult,
New
England
Transcendentalism
blended
native
American
tradition
with
f
oreign
influences.
Dissatisfied
with
the
materialistic-oriented
society
and
eager
to
save
the
soul
with
a
doctrine
of
the
mind,
some
American
intellectuals
were
so
athir
st
for
new
ideas
that
they
formed
an
informal
discussing
group,
the
Transce
ndental
Club,
with
some
thirty
men
and
women
of
Boston
and
Concord
in
1
836.
They
were
strongly
influenced
by
the
new
German
idealism
and
delight
ed
in
abstract
discussion.
They
met
irregularly
over
the
next
four
years
at
Ralph
Waldo
Emerson's
home
in
Concord
for
the
purpose
of
discussing
the
new
ideas
of
life
and
society.
This
club
was
the
first
and
most
famous
of
a
series
of
forums
that
served
during
the
next
few
decades
as
social
gatheri
ng
points.
It
became
the
movement's
magnetic
center.
From
1836
to
1835,
t
hey
advocated
their
views
and
principles
in
various
magazines.
Besides,
the
y
even
published
their
journal.
The
Dial
(1840-1844).
Their
meetings
and
their
journal
promoted
this
movement
and
added
pro
minence
to
it.
Many
people
interested
in
the
new
ideas
of
transcendentalism
were
impressed
by
the
brotherhood
of
humanity.
In
order
to
separate
them
selves
from
the
evil
society,
they
made
two
communitarian
experiments
by
e
stablishing
ideal
communities.
George
Ripley
(1802-1880)
set
up
the
Brook
Farm
on
Boston's
outskirts,
which
ran
from
1841
to
1847
with
emphasis
on
cooperation
without
competition.
On
this
farm,
people
shared
in
domestic
an
d
physical
labor,
and
secured
material
and
cultural
welfare.
It
stressed
educ
ational
reform
and
its
most
distinguished
institution
was
its
school.
The
grea
t
novelist
Nathaniel
Hawthorne
(1806-1864)
was
once
its
member.
It
is
a
pit
y
that
a
disastrous
fire
in
the
uninsured
main
building
put
and
end
to
this
e
xperiment.
The
second
experiment
is
Fruitlands,
near
Harvard,
set
up
by
Br
onson
Alcott
(1799-1888)
in
1843.
On
this
farm,
Alcott
stressed
the
absolute
avoidance
of
exploitation
of
man
and
beast.
It
lasted
less
than
a
year
bec
ause
it
was
more
extreme
in
practice
than
the
Brook
Farm.
Alcott
also
help
ed
to
organize
and
preside
over
the
concord
School
of
Philosophy
(1879-18
88),
a
summer
seminar.
This
was
the
last
significant
activity
of
transcendent
alism.
However,
in
the
1830s
and
1840s,transcendentalism
was
treated
in
ne
wspapers
and
magazines
as
something
between
a
national
laughing
stock
a
nd
a
clear
menace
to
organized
religion
2.
Major
Concepts
The
term
“transcendentalism”
is
derived
from
the
Latin
v
erb
transcender
e
meaning,
to
rise
above,
or
to
pass
beyond
the
limits.
Transcendentalism
h
as
been
defined
as
the
recognition
in
man
of
the
capacity
of
acquiring
kno
wledge
transcending
the
reach
of
the
five
senses,
or
of
knowing
truth
intuiti
vely,
or
of
reaching
the
divine
without
the
need
of
an
intercessor.
As
the
le
ader
of
this
movement,
Ralph
Waldo
Emerson
interpreted
transcendentalism
as
“whatever
belongs
to
the
class
of
intuitive
thought,”
and
as
“idealism
as
it
appears
in
1842.”
He
believed
that
the
transcendental
law
was
the
“moral
law”
through
which
man
discovered
the
nature
of
God
as
a
living
spirit.
Th
e
major
concepts
that
accompanied
transcendentalism
can
be
summarized
in
the
following
six
points.
(1)
It
stressed
the
power
of
intuition,
believing
that
people
could
learn
t
hings
both
from
the
outside
world
by
means
of
the
five
senses
and
from
th
e
inner
world
by
intuition.
But
the
things
they
learned
from
within
were
truer
than
the
things
they
learned
from
without,
and
transcended
them.
It
held
th
at
everyone
had
access
to
a
source
of
knowledge
that
transcended
the
ever
yday
experiences
of
sensation
and
reflection.
Intuition
was
inner
light
within.
(2)
As
romantic
idealism,
it
placed
spirit
first
and
matter
second.
It
belie
ved
that
both
spirit
and
matter
were
real
but
that
the
reality
of
spirit
was
gr
eater
than
that
of
matter.
Spirit
transcended
matter,
and
the
permanent
reali
ty
was
the
spiritual
one.
It
stressed
essence
behind
appearance.
(3)
It
took
nature
as
symbolic
of
spirit
of
God.
All
things
in
nature
were
symbols
of
the
spiritual,
of
God’s
presence.
Nature
was
alive,
filled
with
G
od’s
overwhelming
presence.
Everything
in
the
universe
was
viewed
as
an
e
xpression
of
the
divine
spirit.
Behind
physical
objects
was
a
universal
soul.
Nature
was
God’s
enlightenment
towards
human
beings.
Therefore,
it
could
exercise
a
healthy
and
restorative
influence
on
human
mind.
Nature
was
en
nobling
and
people
were
somehow
better
for
being
out
in
the
woods
or
mea
dows.
So
people
should
come
close
to
nature
for
instructions.
Nature
not
o
nly
showed
humanity
its
own
materiality
but
taught
human
morality.
Nature’s
beauty
was
the
beauty
of
human
mind.
The
two
were
joined
together.
With
this
organic
view
in
mind,
it
stressed
unity
of
humanity
and
nature.
(4)
It
emphasized
the
significance
of
the
individual
and
believed
that
the
individual
was
the
most
important
element
in
society
and
that
the
ideal
kin
d
of
individual
was
self-reliant
and
unselfish.
It
held
that
there
was
a
greatn
ess
in
all
human
beings
that
needed
only
to
be
set
free.
People
should
dep
end
on
themselves
for
spiritual
perfection.
As
the
individual
soul
could
com
mune
with
God,
it
was,
therefore,
divine.
With
the
assumption
of
the
innate
goodness
of
humanity,
it
held
that
the
individual
soul
could
reach
God
witho
ut
the
help
of
churches
or
clergy.
While
stressing
individuality,
it
rejected
th
e
restraints
of
tradition
and
custom.
The
transcendentalist
had
an
uncompro
mising
concern
for
individual’s
moral
development
rather
than
for
social
prog
ress.
The
dignity
of
the
individual
remains
a
vital
part
of
American
creed
ev
en
today.
(5)
Emerson
envisioned
religion
as
an
emotional
communication
between
an
indivi
dual
soul
and
the
universal
“Oversoul”.
The
“Oversoul”
as
called
b
y
Emerson
was
an
all-pervading
unitary
spiritual
power
of
goodness,
omnipr
esent
and
omnipotent,
from
which
all
things
came
and
of
which
everyone
w
as
a
part.
It
existed
in
nature
and
in
humanity
alike
and
constituted
the
chi
ef
element
of
the
universe.
Generally,
the
Oversoul
referred
to
spirit
of
God
as
the
most
important
thing
in
the
universe.
Since
the
Oversoul
was
a
sin
gle
essence,
and
since
all
people
derived
their
beings
from
the
same
sourc
e,
the
seeming
diversity
and
clash
of
human
interests
was
only
superficial,
and
all
people
were
in
reality
striving
toward
the
same
ends
by
different
but
converging
paths.
Thus
was
affirmed
the
universal
brotherhood
of
humanity,
and
the
ultimate
resolution
of
all
social
problems.
The
harder
each
person
strove
to
express
his
or
her
individuality,
the
more
faithfully
he
or
she
follo
wed
the
inner
voice,
the
more
surely
would
the
aims
of
his
or
her
life
coinc
ide
with
those
of
his
or
her
neighbor.
(6)
It
held
that
commerce
was
degrading
and
that
a
life
spent
in
busine
ss
was
a
wasted
life.
Humanity
could
be
much
better
off
if
people
paid
less
attention
to
the
material
world
in
which
they
lived.
3.
Significance
Therefore,
transcendentalism
can
be
best
understood
as
a
somewhat
lat
e
and
localized
manifestation
of
romantic
movement
in
literature
and
philoso
phy.
The
triumph
of
intuition
over
five
senses,
the
exaltation
of
the
individua
l
over
society,
the
critical
attitude
toward
formalized
religion,
the
rejection
of
any
kind
of
restraint
or
bondage
to
custom,
the
new
and
thrilling
delight
in
nature
---
all
these
were
in
some
measure
characteristic
of
transcendentalis
m.
These
ideas
also
inspired
English
poets
Wordsworth
and
Coleridge
as
w
ell
as
many
German
idealist
philosophers.
As
formulated
by
Emerson,
transc
endentalism
became
a
clarion
call
to
action,
exhorting
young
people
to
cast
off
their
deadening
enslavement
to
the
past,
to
follow
God
within,
and
to
li
ve
every
moment
of
life
with
strenuousness,
to
regard
nature
as
the
great
o
bjective
lesson
proving
God’s
presence
everywhere
in
His
creation.
Transcendentalism
was
also
an
ethical
guide
to
life
for
a
young
nation
of
America.
It
preached
the
positive
life
and
appealed
to
the
best
side
of
h
uman
nature.
Therefore,
it
stressed
the
tolerance
of
difference
in
religious
o
pinion
and
the
free
control
of
his
own
affairs
by
each
congregation,
and
call
ed
to
throw
off
shackles
of
custom
and
tradition,
and
to
go
forward
to
the
development
of
a
new
and
distinctly
American
culture.
It
insisted
on
the
ess
ential
worth
and
dignity
of
the
individual
as
a
powerful
force
for
democracy.
It
also
advocated,
and
practiced,
an
idealism
that
was
greatly
needed
in
a
rapidly
expanded
economy
where
opportunity
too
often
became
mere
opport
unism,
and
the
desire
to
“get
on”
obscured
the
moral
necessity
for
rising
to
spiritual
height.
New
England
Transcendentalism
is
important
to
American
literature
at
le
ast
for
two
reasons.
On
the
one
hand,
it
is
represented
by
two
major
writer
s
of
the
country----Emerson
and
Thoreau.
They
became
movers
and
shakers
whose
writings
have
had
more
and
more
impact
with
the
passage
of
time.
So
far
as
these
two
writers
are
concerned,
they
were
more
enduringly
impor
tant
for
their
ideology
than
for
their
actual
literary
achievement.
On
the
othe
r
hand,
a
new
group
of
writers
under
the
influence
of
Emerson
and
Thoreau
began
to
apply
transcendental
ideas
in
their
works.
Almost
all
the
writers
o
f
the
period
were
more
or
less
influenced
by
transcendentalist
doctrines.
Ha
wthorne,
Melville,
Lowell,
Dickinson,
and
Whitman
were
all
exponents
of
tran
scendentalism
in
one
way
or
another.
They
created
one
of
the
most
prolific
periods
in
the
history
of
American
literature.
4.
Weaknesses
The
transcendentalist
movement
had
a
small
membership
and
only
laste
d
for
a
few
years,
but
it
has
exerted
great
impact
in
the
country.
As
time
p
asses,
the
term
“Transcendentalism”
has
lost
its
derogatory
sense
and
beco
me
the
condensation
of
American
romantic
movement
in
literature
of
the
per
iod.
It
lasting
importance
is
great.
Transcendentalism,
however,
was
never
a
systematic
philosophy.
It
borrowed
from
many
sources
and
reconciled
few
o
f
them.
Whenever
the
demand
of
logic
became
too
insistent,
it
turned
to
my
sticism.
It
became
a
rationale
for
the
pressure
toward
expansionism
that
wa
s
already
turning
people’s
minds
to
the
conquest
o
f
the
West.
It
resulted
far
more
often
in
rampant
individualism
than
in
a
democracy
of
mutual
helpfuln
ess
and
equal
opportunity.
The
denial
of
the
reality
of
evil
tended
to
make
moral
indignation
an
irrelevant
emotion.
The
failure
of
transcendentalism
as
a
moral
force
in
American
life
was
its
denial
of
its
real
spiritual
origin.
Peo
ple
used
it
to
justify
their
acquisitiveness
and
left
it
up
to
the
principle
of
c
ompensation
to
balance
the
rest
of
the
account.
These
are
its
weaknesses.
Self-Reliance (1841)
Ralph
Waldo Emerson
Ralph Waldo Emerson
(1803-1882) was democracy's poet and the central
figure in the Transcendental movement
that invigorated American
intellectual
life in the mid-nineteenth century.
Transcendentalism
defined
capacity
to
grasp
beauty
and
truth
by
allowing
full
play
to
the
intellect
and emotions. The
movement emerged from a small group of
intellectuals
centered in Concord,
Massachusetts, and Emerson proved not only its
intellectual leader but its most
eloquent voice as well.
Trained
as
a
Unitarian
minister,
Emerson
left
the
church
in
1832
to
devote
himself
to
writing
and
teaching
and
fostering
a
unique
American
philosophy.
In
American
Scholar
(1837),
he
called
upon
his
countrymen
to
achieve
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